reports & documents

Committee and Subcommittee Reports

Reports Calendar for AY 08-09

(Subject to change)

Committee

Report

Excom Review

Senate Report

All University Finance

Faculty Benefits

2008-2009 Budget

Fall Report

9/22/08

10/1/08

Economic Status of the Faculty

Libraries

2008-2009 Compensation


Fall Report

10/13/08

11/5/08

Athletics Policies

Honorary Degrees

Fall Report

Nominations for May 2010

10/20/08

11/5/08

Academic Calendar

Admissions & Financial Aid

Preliminary Report

Fall Admissions/ Resolutions

11/10/08

12/3/08

Academic Calendar

2010-11 Calendar

1/19/09

2/4/09

All-University Finance

Economic Status of the Faculty

2009-2010 Budget

2009-2010 Compensation

2/9/09

2/18/09

All-University Finance

Information Technology

Response to 2009-2010 Budget

Annual Report

2/23/09

3/4/09

Libraries

All-University Finance

Annual Report

Annual Report

3/23/09

4/1/09

Student Policies

Athletics Policies

Faculty Benefits

Annual Report

Annual Report

Annual Report

4/6/09

4/15/09

Academic Policies

Admissions & Financial Aid

Faculty Ethics and Tenure

Annual Report

Annual Report

Annual Report

4/13/09

 

4/20/09

5/6/09

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Committee and Subcommittee Reports AY 08-09

Executive Committee Committee on Committees
Academic Policies Committee
  1. Subcommittee on Admission and Financial Aid
  2. Subcommittee on Libraries
  3. Subcommittee on the Academic Calendar of the University
All-University Finance Committee
  1. Subcommittee on Faculty Benefits
  2. Subcommittee on Economic Status of the Faculty
Athletics Policies Committee Committee on Research
Faculty Ethics and Tenure Committee Honorary Degrees: (CONFIDENTIAL)
Information Technology Committee Student Policies Committee
Ad Hoc Committee on Non-Equivalent Transfers

Report of the Faculty Senate Information Technology Committee (2008-2009)

 

This short report covers a momentous year for computing on the SMU campus. Your committee is pleased to have been intimately involved with the changes that have occurred. It expects to continue to be consulted regularly in the changes that are yet to occur and faculty will have a key role in the shape of computing in the future.

By way of brief background, the Senate Information Technology Committee was created to interact with a policy committee under the aegis of the Provost’s Office known as UCIT or University Committee on Information Technology. Two of its subcommittees were the Teaching Technology Group (TTG), curently led by Professor David Sedman, and the Academic & Research Computing Committee (ARCC), currently led by Professor Richard Barr. UCIT fell into disuse last year as new ways were sought to manage information technology on the campus.

Mr. Joe Gargiulo was appointed the university’s Chief Information Officer (CIO) and, with his staff and in close consultation with the Senate’s ITC, has developed a collaborative model that will bind all the units on campus into one single service. This is a major change since it will bring Cox and Lyle into a much closer working relationship with the rest of the university.

At the heart of the new model is a top-level committee that will have faculty representatives from each of the schools as appointed by the Deans in association with the Provost. Two representatives from the Faculty Senate will also be members of this committee whose role will be advisory to the Provost and the Vice-President for Business and Administration. Thus there will be at least nine faculty voices on this new committee. In addition, it has been proposed that two faculty members be seconded to the Provost’s Office for a period of at least two years to ensure that faculty’s technological needs are addressed across the campus.

Information technology staff will be divided between a group responsible for campus-wide needs such as Wi-Fi, the e-mail system, and the university’s network and local groups in each of the schools responsible for needs such as desktop computing and classroom support. Academic computing, currently responsible for Blackboard among other things, will be strengthened and will become more proactive.

These changes create a challenge for the Faculty Senate. In particular, the Senate’s Information Technology Committee will need to be restructured and refocused to work with the new policy-making committee that is expected to form. Our committee has recommended that TTG and ARCC be brought into a closer relationship with ITC and that we work more closely with each other and with the Senate. More broadly speaking, the faculty is being given the opportunity to play a leading role in shaping information technology policy on this campus. Senate must find a way to rise to that opportunity and play its important role in serving faculty’s computing needs.

Submitted by,

Ted Campbell (Perkins), Ed Countryman (History), Carlos Davila (Engineering), Robert Frank (Meadows), Michael van Breda, Chairman (Cox)

 


Reports of Admissions and Financial Aid

December 3, 2008

TO:  The Faculty Senate

FROM:   Christine Buchanan
               Chair, Senate Subcommittee on Admissions and Financial Aid &
               Chair, University Admissions Council

Attached is a profile of the 2008 first-year class along with some historical data.  The data were assembled with the help of Mr. Marc Peterson, Executive Director of Enrollment Services.

The number of completed applications is essentially unchanged from last year, but their quality continues to improve.  Building relationships with some of the best high schools nationwide is an ongoing effort by SMU admissions staff.  As these relationships mature, the number of applications from their students is expected to increase.

The yield was higher than expected this year, resulting in a class size greater than the goal of 1350.  The staff knows a lot more about each of our applicants than in the old days.  Most applicants are interviewed at some point and a personal relationship is established that provides better information.  This allows enrollment services personnel to be more aggressive in their recruitment and financial aid support, and to shape the class.

The continued improvement in the average SAT score for the entering class is no accident.  Our recruitment efforts are partly driven by the purchased lists of PSAT scores for the demographics we specify.  In addition, 38 President’s Scholars enrolled this fall compared with only 28 in fall ’07 and 20 in fall ’06.  Furthermore, SMU increased the size of its merit awards, as the previous amount had lost much of its purchasing power and was no longer yielding as many of the top candidates as it once did.

There are 352 (or 25.2% of the total) first-year students who are legacies.  Their average SAT score is 1226.  There are 16 students in the first-year class who are faculty/staff dependents and their average SAT score is 1216.  These data were provided by Ms. Nancy Peterson, Assistant Dean of Undergraduate Admission.

The increase in unrestricted spending is primarily due to an increase in merit aid.  Need-based aid was $4.5 million and merit aid was $8.0 million.

Projections for fall 2009 are cautiously optimistic.  Early applications (deadline Nov. 1) are up by at least 12%, which may reflect a national trend to apply earlier.  There is increased diversity in the early applicant pool, which perhaps is due to SMU’s expanded PSAT search.  Almost 40% of our early applicant pool was generated this way.  The great unknown is what the numbers will look like for regular applications (deadline Jan. 15).  Last year it was a zero sum game with the total number of completed applications (early plus regular) nearly equal to the year before.  Ultimately, the economy may play a role in our yield.  Marc Peterson, Director of SMU’s Financial Aid Services, believes that “we have a more aggressive need-based model relative to other institutions in our endowment range”.  In addition, we have expanded the number of payment plans, and there is an institutional loan available with a very competitive interest rate.


 

 

PROFILE OF 2008 FIRST YEAR CLASS

I.                    Undergraduate Admissions Data.  The application and acceptance data are summarized below.

RECRUITING

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

Applications (total)

4356

4742

4637

4757

4974

5785

6678

6753

6685

7538

8175

8696

8818

Applications (complete)

3924

4258

4133

4280

4577

5322

6152

6293

6438

6980

7650

8253

8270

Acceptances

3514

3767

3705

3809

3752

3984

4060

4074

4138

4076

4106

4134

4113

Matriculations

1218

1251

1306

1331

1278

1353

1380

1383

1313

1402

1371

1309

1398

Acceptance rate (complete)

90%

88%

90%

89%

82%

75%

66%

65%

64%

58%

54%

50%

50%

Yield

35%

33%

35%

35%

34%

34%

34%

34%

32%

34%

33%

32%

34%

 

II.         SAT Data
            National             SMU
Year    Average           Average     25th percentile*   75th percentile*  Math      Verbal

2008      1017                1241                1150                   1340           631         610
2007      1017                1230                1130                   1330           623         607
2006      1021                1223                1140                   1320           619         604
2005      1028                1220                1130                   1330           617         603
2004      1026                1206                1110                   1300           609         597
2003      1026                1200                1110                   1300           607         593
2002      1020                1187                1090                   1280           600         587
2001      1020                1167                1060                   1270           591         575
2000      1019                1154                1050                   1270
1999      1016                1144                1040                   1250
*Percentiles were calculated as required for the ‘common data set’, which is reported to U.S. News & World Report, etc.  For example, the reported 25th percentile is the sum of the 25th percentile in math and the 25th percentile in verbal.

III.       Ethnicity and Nationality.  The numbers are as accurate as possible.  The category “other” is chosen by students who are multiethnic and/or do not identify with any more specific category, including white.  The category for “foreign” students does not include international students with a U.S. passport who were educated outside the U.S.

Year     Af.Am.   Asian/PI     Hispanic     Nat.Am.    Other         TOTAL           Foreign_
2008        58           73             107              7            38        283 (20.2%)      76 (5.4%)
2007        49           83              80               5                        217 (16.6%)      45 (3.4%)

            2006        57           77              88               8                        230 (16.8%)      66 (4.8%)
2005        53           70              89               9                        221 (15.8%)      59 (4.2%)
2004        61           76             108              7                        252 (19.2%)      46 (3.5%)
2003        86           77             115              5                        283 (20.5%)      49 (3.5%)
2002        53           90              89              13                       245 (17.9%)      53 (3.8%)
2001        53           63              84               9                        209 (15.7%)      71 (5.2%)
2000        67           83              92               9                        251 (19.6%)      45 (3.5%)
1999        88           84             104             11                       287 (21.6%)      28 (2.1%)


 

IV.       Geographic Representation.  One of the goals of Enrollment Services is to increase geographic diversity in the student population.  SMU has regional recruiters in CA, FL, LA, and Houston.

Year                 Texas                  High Volume States__
2008                42%              CA, FL, GA, IL, MO, TN
2007                42%              CA, FL, IL, MO, CT, OK, LA
2006                45%              CA, FL, MO, OK, TN, CT
2005                49%              CA, FL, MO, TN, GA, IL
2004                53%              CA, FL, MO, IL, GA
2003                53%              CA, FL, OK, MO, CT
2002                56%              CA, FL, GA, IL, MO, CO
2001                54%              CA, FL, OK, GA, LA
2000                55%              CA, FL, OK, TN, IL, GA
1999                60%              FL, CA, OK, MO, IL, GA

V.        Gender.  The gender imbalance is a nationwide phenomenon.  Currently, approx. 61% of first-year college students in the U.S. are female.  SMU’s goal is to be closer to 50%.

Year        Female      Male
2008          54%        46%
2007          53%        47%
2006          55%        45%
2005          54%        46%
2004          55%        45%
2003          56%        44%
2002          55%        45%
2001          53%        47%
2000          56%        44%
1999          52%        48%

VI.       Transfers.  Minorities (incl. “other”) account for 34.6% of transfer students this Fall.

Year         Regular Transfers       Evening Studies
2008                   290                            12
2007                   282                             9
2006                   316                             7
2005                   291                            18
2004                   295                             8
2003                   309                             1
2002                   326                             3
2001                   299                             3
2000                   249                            14
1999                   233                            16

VII.      Unrestricted spending:  The amounts listed below include merit plus need-based aid.
Fall 2008            $12,556,161
Fall 2007              $9,217,140
Fall 2006              $8,990,218
Fall 2005              $8,650,187
Fall 2004              $7,938,506
Fall 2003              $8,175,697
Fall 2002              $6,926,907
Fall 2001              $4,791,258
Fall 2000              $5,258,031


 

Reports of Subcommittee on Libraries

Nov. 2008

Recent Changes in the Central University Libraries (CUL).

  1. Last year, the Library Subcommittee documented interlibrary loan (ILL) requests made over a previous four year period and targeted 25 most requested journals (that had been requested a total of 1466 times over this period).
  2. The library has now been able to add 10 of those 25 journals and is actively working on the acquisition of two more.
  3. Simultaneously, the library has substantially reduced the time required to process ILL requests.  My experience is that the time required has been reduced by more than 50%.  Thus most ILL journal article requests are now received within two to three days, rather than a week.
  4. Acquisition dollars are continually being reallocated from print subscriptions to the corresponding electronic versions.  Additionally, unused journal subscriptions are being reallocated in order to fund subscriptions to journals that are desired by faculty/students.  It should be noted that changing subscriptions from print to the corresponding electronic version saves an average of 10-15% off the purchase price.  (i.e. Electronic journal subscriptions are only slightly cheaper than print.)  But there are additional savings due to the lack of binding costs and need for subsequent storage.
  5. Acquisitions budgetary constraints remain extremely tight.  While the budget was increased to maintain pace with inflation this past year, no new monies were added to the acquisitions’ budget (i.e. our request for a package including all Elsevier journals, which would have cost an additional $100K, was not granted.) However, actual inflation was just slightly lower than previously projected inflationary costs, thus allowing the acquisition of a few new titles (mentioned above).

New Data Available

  1. This year, this committee requested electronic usage data from library staff.   Despite this being an extremely busy time in the library acquisition period, two staff members, Toni Nolen and Erika Ripley, worked together with me to accumulate this data.
  2. These electronic download data reveals extraordinary use by the SMU community, with more than 221,000 articles having been downloaded in the past 12 months from the eight databases surveyed (JSTOR, ScienceDirect, Academic Search Complete, Project MUSE, Business Store Complete, American Chemical Society (ACS) Journals, and IEEE).  There are several smaller databases that were not evaluated and the School of Law was not contacted.  They have databases separate from those of the CUL.

Conclusions

  1. Faculty and students are using library resources, primarily through digital access, at an unprecedented rate.
  2. In the past 5 to 10 years, there has been a paradigm shift in the way a library functions and the way library materials are accessed, with most users now accessing material electronically, from afar.
  3. The total amount of information continues to grow at an exponential rate, thus necessitating digitization.
  4. The faculty of the university, despite their relatively small size, are, as documented by article downloads, intellectually active.

Observations and Recommendations

  • The research interests of the SMU faculty, like the faculty of all major institutions, are highly diverse.
  • It will be necessary for the library staff and for the Faculty Senate to remain vigilant that the needs of all our faculty are adequately served.  An effort should be made to monitor ILL requests to gain knowledge of unmet needs as well as to monitor user data to ascertain which titles might be dropped.
  • The SMU faculty can now access a wider array of journals than at any time in our history.
  • However, the amount of information and number of journals is also increasing exponentially.
  • Electronic journals, coupled with our ability to ‘team up’ with area universities on package deals, should enable the administration to continue to adequately serve the research and teaching community.
  • Instant access to knowledge continues to be a prerequisite for quality research.  If SMU truly desires to distinguish itself as a top tier university, it will need to maintain its acquisitions budget.

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Reports of Subcommittee on Faculty Benefits

Fall Faculty Senate Status Update Report

October 1, 2008

1.      Follow-up on retired faculty and staff concerns about Emeriti from our May 08 UBC meeting (action summary attached). Current Status: Progress being made, but ongoing monitoring is in place by UBC retired reps and SMU HR to continue quality control improvement.

2.      2009 Health Insurance Updates

A.    Employee 2009 premiums will increase 8% on average. This increase measures up well compared to the nationwide increase rate of 10% for medical expenses. Depending on the 2008 claims history for a given program, some of the deduction level programs will have minimal or no premium increase.

B.     There will be NO increase for 2009 dental and vision coverage premiums.

C.     The Emeriti employee premium and SMU matching contribution will both increase as planned, from $50 to $52 a month (a 4% increase).

D.    The SMU PPO program will continue to offer the expanded comprehensive preventive care program.  Part of this program is the $500 allocation with 100% cost covered for routine physicals, medical screenings, and immunizations. The second part of the expanded coverage is the 100% coverage (no co-pay) for in-network screenings via mammograms, colonoscopies, and prostate exam.  You can review the age appropriate guidelines used for preventive care at the SMU Preventive Care Guidelines section at the following link:  http://smu.edu/hr/Benefits/Medical.asp

E.     Our most significant challenge is making decisions about the ongoing viability of the Aetna HMO program.  The SMU PPO Plan is a form of self-insurance by SMU with the support of BCBSTX as a third-party administrator---with this plan design, SMU has significant control over pricing. The Aetna HMO program is a purchased insurance program and our rates are determined by Aetna based on our claims history. Given that many with significant medical expenses tend to migrate toward the HMO program, our rates will continue to escalate more steeply than the SMU PPO.

3.      2009 benefits program enhancements

A.    Supplemental retirement contribution opportunity--- your 5% mandatory SMU contribution will no longer count toward the $15,500 ceiling for the supplemental retirement program.

B.     On-Line Benefits Open Enrollment---For the 2009 benefit enrollment process, you will be able to make your choices online. Those without computer access will be provided alternative opportunities for enrollment.

C.     Health & Wellness Week---see the attached card with details. The most significant change for this event is an increase with a more proactive, educational focus to help faculty and staff most effectively get the maximum benefit of our healthcare programs.

4.      Planning for future UBC meetings

A.    The Roth 403 (B) option will be added during the Spring 09 semester.  This option will be a significant opportunity for those wishing to manage their tax liability profile during retirement.

B.     Young faculty and staff (26-35) participation---the Senate’s Economic Status of the Faculty Committee Chair has asked us to review this issue.

C.     Health Lifestyles Program--- SMU is now piloting a healthy life styles program. The results of a pilot program with the Business Affairs staff are very positive. The Student Affairs division is now in the pilot phase. The core strategy is to move from the traditional treating illness mindset to a preventive-wellness focus. Such a focus can help SMU to stretch health care dollars and to also help enhance the quality of life for employees with better health. A presentation by Bill Detwiler for the Senate in Spring 2009 is recommended.

D.    Development of additional programs to help faculty and staff with financial decision making.

Sincerely,

Don VandeWalle, Chair
University Benefits Committee
Faculty Senate Benefits Sub Committee

From: Regan, Helen
Sent: Sunday, July 06, 2008 11:01 PM
To: York, Polly; McCarthy, John
Cc: Starkey, Sheri; Adams, Rhonda (BENEFITS); Holguin, Olivia
Subject: Emeriti Issues
Importance: High

Hi John & Polly,

I wanted to follow-up with you on the issues we have addressed with the Emeriti team, particularly Aetna.  We recently had a conference call with senior members of the Aetna account team, including several people responsible for the Aetna Rx operation in Florida.  We provided specific examples of the problems our SMU retirees have had in getting accurate Rx cost information; customer service reps that are not knowledgeable about SMU-specific coverage; rude or abrupt treatment by customer service reps; failure to receive a call-back in a timely manner; the difficulty (for participants and their MDs) in complying with the Rx pre-approval and step-therapy requirements), etc.

We have been given assurances that the necessary steps will be taken to educate the customer service reps and reinforce the need to take whatever time is necessary when a participant calls, to answer all questions thoroughly and accurately – and to return a follow-up call within a very specific period of time.  In addition, Aetna has promised to step up assistance for MDs with step-therapy and pre-approvals.

At our request, Aetna has initiated a call tracking procedure to identify specific problems experienced by SMU retirees.  We have scheduled monthly conference calls to review the call tracking reports so that any and all problems can be addressed immediately.  Between the monthly conference calls, SMU HR will immediately address any problems that we are made aware of.  Please continue to refer your colleagues to me directly if they experience any problems.   It would be most helpful if they could provide specifics regarding the problem, and, when they speak with a customer service rep - the questions they asked and the responses they were given.  It will also help if they can provide the name of the customer service rep they spoke with.

We are trying very hard to address and resolve these problems and greatly appreciate your patience and your feedback.  Please feel free to call me any time.

Helen

 

Helen A. Regan

Benefits Manager
Southern Methodist University
Department of Human Resources
6116 Central Expressway
Suite 200
Dallas, TX 75206-5162


 

Reports of Athletics Policies Committee

Fall, 2008

Athletics continues in the pattern of recent semesters. There is still much hope around the football program despite the team’s losing record. We continue to do well in the non- revenue sports. Women’s and Men’s Basketball have started practice for the season about to begin.

Academic performance of student athletes continues to be very good. Statistics again show that athletes in the lower categories (five and below) perform at a level similar to all other students in those categories. The Department of Athletics and A-LEC report that coaches are now doing an excellent job of supporting academic discipline and performance.

Graduation rates (GSR) and APR (reminder- based upon retention and eligibility) performance are high (top 10 % in Football, for example). In the case of the APR, we will be significantly above the national norm for sanctions in all sports save Men’s Golf, where the problems have been addressed. 

The Summer Transition Courses offered in the School of Education and Human Development were launched successfully- and it is hoped that the 25 student athletes who completed these courses are having an easier time in their first semester at SMU. Summer courses were offered in writing, math and psychology of learning. The plan is to open these courses to all students in the near future.

NCAA re-certification is now underway. Marc Peterson is chairing the university’s committee.

SMU reported 28 secondary violations to the NCAA- a sign that our compliance
Director (Jeff Konya) and control systems are working as they should be. All coaches have passed the required rules examinations.

The budget remains a problem. Revenues are down and expenses are up. The deficit for the past year was 7.4 million (a figure agreed upon by the Athletic Department and the Central Administration). 5.1 million had been approved as the deficit (or subsidy) for the past fiscal year. The target for next year is 6.1 million (deficit/subsidy) and a five- year plan has been put in place to reduce the deficit to 4.0. The Budget Sub-committee of the Athletic Council will be meeting with University Finance and Athletic Department Officials this month to discuss the budget.

There is concern that pledges to the so- called Football Transition Budget may not be honored given the current national and global financial crisis

Dan Orlovsky
Chair, Faculty Senate Athletic Policies Committee
Chair, University Athletic Council


Library Committee Report, April. 2009

Surveys conducted in Spring 2008 indicated that the primary interest of the SMU faculty in the library was for its ability to provide resources to support research and teaching, including, but not limited to, electronic subscriptions to journals.  Usage data, accumulated in Fall, 2008 verify heavy faculty usage of electronic subscriptions (> 200,000 dowloaded articles per year).

In this regard, I am pleased to report that, despite hard economic times, the coming year’s acquisition budget has received sufficient funding (net $110,000) to adequately cover inflationary increases.  Thus, at the present time, the total number of subscriptions (both electronic and print) and other acquisitions is expected to remain relatively stable.  I would propose a resolution of the Senate thanking all administrators, particularly Provost Ludden, for his support for this critical resource.

To comply with required budgetary cutbacks, the library had eliminated one staff position and is also cutting back on supplies and travel. 

Respectfully submitted,

John D. Buynak

Chair, Library Subcommittee


Admissions and Financial Aid Report, Spring 2009


Introduction.  The Provost formally appoints members of the University Admissions Council (UAC). The practice is for the members of the Faculty Senate Subcommittee on Admissions to receive appointments to the UAC and for the Chair of the UAC to be chosen from the faculty. The Senate Subcommittee usually does not meet as a separate body. The following faculty members served in 2008-2009: Christine Buchanan (Chair), Leslie Brott, Jaime Clark-Soles (Senate liaison, Fall term only), Sean Griffin, Robert Howell, Eli Olinick, and Raj Sethuraman.  Also on the Council were Gary Moskowitz (Associate Dean-Cox), Jennifer Haden (Associate Dean for Student Records-Dedman College), Kevin Hofeditz (Associate Dean-Meadows), Kacee Carter (Director of Undergraduate Enrollment-Engineering), Robb Pocklington (Associate Dean-Dedman I advising), Marc Peterson (Director of Financial Aid), Ron Moss (Dean of Undergraduate Admissions), and Tom Tunks (Associate Provost).  The student members were Jay Ryan Johnson and Tyler Matthew West.

Meetings
.  The University Admissions Council met on the following dates: September 9, October 21, November 11, January 27, February 24, and April 28.  A special session has been scheduled for May 13.  Most members also participated in the reading of student files to select President’s Scholars candidates during December (early decision) and February (regular selection).

Profile of the 2008 First-Year Class
.  This information was submitted to the Faculty Senate in December.  The full report is on the Senate’s website.  There were 1398 students in the class with an average SAT score of 1241.  The class size exceeded the target of 1350 because our 34% yield was higher than expected.  Retention from first to second semester was 96.9%, which is slightly higher than for any time in the past ten years.

Status of Activity for Fall 2009 First-Year Class
.  Enrollment Services is given the goal to enroll an entering class of a specific size, which is determined annually after a review of educational and net revenue needs. The challenge is to meet this goal while also improving diversity and the overall profile of the entering class. This requires growing the pool of highly qualified applicants, aggressively recruiting them and having sufficient financial support to offer.  This year the economic situation is making the challenge that much more difficult to meet.  The deadline for deposits was May 1, but there are a number of cohorts whose deposits are not expected until later (student-athletes, late admits, international students, and Academic Prelude students).  It looks like we may fall slightly short of the target goal of 1375.  Data available as of May 5 suggest a profile slightly better than last year with regard to diversity, gender balance, and average SAT score.  Schools above us in the pecking order made more offers this year and did not leave as many as usual on their wait lists.  Some of these were students who also had an offer from SMU.  In addition, we found ourselves in competition for the admitted students in our lower admission rankings, who were offered attractive merit awards from other schools and nothing from us.  Consequently, SMU had to dip more than once into its wait list to build the class.  Although our wait-listed students are higher quality than they were a few years ago, the need to make more offers to fill the class will reduce our acceptance rate this year, which is one measure of an institution’s selectivity.

Transfer Issues
.  Transfer students are an important cohort from a number of perspectives.  They are more diverse than our first-year students coming to SMU straight from high school and they partly replace tuition lost by attrition of the first-year class.  The goal is to admit transfer students who can move into their majors and our advanced courses without competing for classes at the first-year/introductory level.  This requires some advising of prospective students ideally before they apply and certainly before they matriculate, so they can be sure to complete the appropriate courses first.  To this end, there is an initiative underway to provide a Degree Progress Report (DPR) to all admitted transfer applicants prior to receiving their nonrefundable deposit (the deadline is July 1).  Also, SMU advisors will be available on Open Advising Day this May 26 to meet with admitted transfer students to determine any deficiencies prior to their matriculation at SMU in the fall.  This will give students the opportunity to take additional courses at their current institution in the summer.

To improve coordination with all the campus offices, faculty, and staff that serve and interact with current and prospective transfer students, a new position has been created.  Mrs. Nancy Skochdopole has accepted the job of Director of Transfer and Articulation Services (“transfer czarina” for short) and is expected to be the “go to” person for all transfer issues.
Besides the new directorship position, a variety of other initiatives are underway to make SMU more transfer friendly for new and current students.  For example, this year the Faculty Senate approved two significant changes: SMU now recognizes the equivalency of courses from different Texas schools that are listed or cross-listed with the same Texas common course number, and the number of transferable hours post-matriculation was increased to 30.  Nancy Skochdopole and her colleagues in the Division of Enrollment Services are pursuing formal articulation agreements with our main feeder schools in Texas (local community colleges) to attract more well-prepared transfers to SMU.

Reports from Satellite Admissions Offices
.  Each year the University Admissions Council must receive reports from all satellite admissions activities on campus, which include athletics, international students, Academic Prelude, all graduate schools, and the evening bachelor's degrees programs.  Normally the chief administrator of the program attends one of our Council meetings to give the report.  Only a few findings will be presented here.

1.  Admission to Undergraduate Evening Degree Programs.  These are Bachelor of Humanities and Bachelor of Social Sciences degree programs that are offered to the Dallas community.  Three students enrolled in Spring 2008 and 12 more enrolled in Fall 2008.  These are almost all students with a minimum of 45 transferable hours who are employed fulltime.  Their average age is over thirty, and over 60% are female.  Their incoming grades were all well above the required minimum 2.5 GPA.

2.  Admission of Student-Athletes.  The annual report on admission of student-athletes was scheduled for April 28, the last meeting of the University Admissions Council.  The individual whom everyone was relying on for the data collection was one of the employees of the Athletic Department who was fired the week before.  Things are in disarray right now.  A special meeting of the University Admissions Council has been scheduled for May 13 and we have been assured that the report will be ready by then.  If not, we’ll keep pushing.
The Senate’s Executive Committee asked that we track the success rate of new student-athletes who were placed in “developmental” courses designed especially for them and taken as free electives through the Simmons School of Education and Human Development last summer.  Vicki Hill argues persuasively that this is a two-year experiment.  She has promised to provide us with a report from two summers of data in the fall. 

3.  Academic Prelude.  This summer program provides conditionally admitted students the opportunity to earn full admission to the university.  Participation is offered to students identified through the normal application review and committee process.  One might refer to them as “underachievers”.  Their high school records, along with test scores, generally show an aptitude and capability for success, but there is an uneven pattern of academic achievement.  Many Prelude students come from high-profile families and high-profile schools who, in regular admissions, send their best students to SMU.  Some are legacies.  The Prelude program mainstreams these students into the regular summer school student body and provides support services on a voluntary basis.  A total of 50 students were enrolled in summer 2008, 46 successfully completed the program and 44 enrolled for the fall term.  This is the largest group ever enrolled in SMU’s summer college prep program, but despite some misgivings, it was manageable.

Perhaps because the group’s size was expanded last summer, there were so many Prelude students with weak verbal skills that it was necessary to enroll them in a specially-created section of ENGL 1300.  This was unprecedented and a cause for concern among members of the Admissions Council, when they learned of it.  It is contrary to the approved curriculum for the program (ENGL 1301 plus one other regular course) and consequently, not all the Prelude students had to meet the same standards for earning full admission to the university.  Associate Provost Tunks has declared that ENGL 1300 will not be an option for this coming summer.

4.  Admission of Undergraduate International Students.  The top countries of origin for our 110 first-year and 27 transfer international undergraduates in fall 2008 were India (12), Mexico (11) and Saudi Arabia (8).  Thirty-seven of the international students were U.S. passport holders with 12 holding dual citizenship.  Twenty-six of those with a U.S. passport were educated abroad in schools that taught in English.  Only 5 of the 26 had SAT scores above the average for the entire first-year class, and some were significantly below the average.  It looks like this cohort benefited from the less standardized admissions considerations applied to international students.  Perhaps fewer of them would have been admitted if they had been included in the regular decision process.  The Admissions Council will be tracking the academic progress of this group to learn if adjustments should be made for consideration of similar applicants in the future.

5.  Graduate and Professional Programs.  The number of applicants for graduate programs in Dedman College dropped from 580 in 2007 to 543 this year, but more students enrolled (112 in fall 2008, 90 in fall 2007), probably because there was an increase in the stipends.  It was suggested that in addition to more tuition and fee waivers, we could get more applicants if we could afford to bring prospective graduate students to our campus for a visit.  The number of applicants was also down in the Lyle School of Engineering.  They attribute this in part to cohorts from Lockheed Martin graduating from the Master’s programs and no new cohorts being enrolled.  The Lyle School is reexamining its application process, the length of which can extend to months and discourages some applicants.  Graduate applications in the Cox School of Business have increased after a 5-year dip.  Nationwide applications to fulltime MBA programs are up 40% while those to Cox are up 70%.  And these are high quality students.  An increase in enrollment is not uncommon during a recession.  Graduate programs in the Simmons School of Education and Human Development are also growing.  Since a new director was hired for the Master of Liberal Studies, there has been a 35% increase in enrollment.  One of the School’s goals is to increase the number of students pursuing secondary teaching certification, since most of the current students are pursuing certification in the primary grades.  SMU is partnering with Teach for America, by offering a Master’s degree program that will incorporate a student’s experiences with Teach for America.  The Master in Bilingual Education has lost its federal funding and is in transition.  The MS in Counseling is growing so quickly that they had to cap the enrollment.  Likewise, the MA in Dispute Resolution can afford to be very selective.  Students working for the PhD in Education Research are 100% supported by federal research grants.  Dean Chard wants to increase the research output from the School and so he plans to limit the growth of programs.  Joe Hoselton is the new coordinator for graduate admissions in Meadows School of the Arts.  His goal is to streamline the admissions protocols for the 8 very diverse divisions into one cohesive effort.  A year ago the School began accepting applications online through Collegenet.  Automation has increased the number of applications and reduced the number of random inquiries.  An endowed MA in Advertising will be launched this fall in four disciplines: Creative, New Media, Planning, and Management.  The Division of Cinema-Television is still getting organized under new leadership; it faces a lot of competition from schools on the East and West coast.  This spring the Division of Theatre held a call-back weekend on campus for its most promising acting and design candidates, which should help applicants and the School make the best decisions.  Dedman School of Law and Perkins School of Theology were not asked to report this year.  They will be invited next year.

Faculty Ethics & Tenure Committee Spring 2009 Report to the Senate


1. The chair of the committee for 2008-2009 stepped down in March 2009. At that point the committee had not yet convened. Ken Springer, a current committee member, agreed to serve as ad interim chair.

2. The committee reviewed the case of an assistant professor who had been denied tenure in 2009 and who had then approached the committee with various grievances. The committee was unable to identify any grievance that called for further investigation on the committee's part.

3. The committee is currently following up on two cases in which a Dean made decisions concerning junior faculty that appear to be inconsistent in substance with university policy.

Ken Springer, chair Faculty Ethics & Tenure Committee

Academic Policies Committee Report, April 27, 2009

Faculty Criminal Background Check

The procedures for a criminal background check for faculty hiring were installed this academic year (08-09).  Ellen Jackofsky identified all chairs and division heads involved with the hiring process this year, and sent them the following email:

“As you are aware, this year SMU installed a criminal background check as part of the hiring process.  The Academic Policies Committee of the Faculty Senate has been charged with oversight of the implementation of this new policy.  Please let me know about any negative ramifications of this new policy, including such things as a) potential job candidates who decided not to apply for a job at SMU because of the policy, or b) difficulties encountered after the results of the background check were received by SMU.  Also, if you have any suggestions about how the procedures could be improved, please pass these along.”

At this point, no complaints or suggestions have been received about these procedures.  Ellen Jackofsky also informed me that Valerie Parker has not had any problems connected with the faculty criminal background check.

Academic Titles

A sub-committee of the APC, formed by the Faculty Senate in Spring 2008, was charged to rewrite the University Policy and Procedures Policy Number 6.24 which describes academic titles.  The revision was passed to Legal Affairs in March 2008, where it remains more than one year later.  This delay is most likely due to the leadership transition from Leon Bennett to Paul Ward in January 2009.  After their review, it is our expectation that the edited document will be returned to the sub-committee for re-examination.  It will then be passed along to the Faculty Senate for approval.

Guidelines for Concurrent Appointment

The Guidelines for Concurrent Appointment was presented to the APC by Dennis Foster on October 22, and subsequently approved by the Faculty Senate on December 3, 2008.  The general topic of joint appointments with the Bush Institute continues to be an important issue, and this document is intended to assure that an adequate fire-wall exists between the university and the institute.  Some of the information contained in this document is also covered in the revised academic titles document (see above), but the Guidelines for Concurrent Appointment provides a more detailed documentation of this specific portion of the policy.

Transfer of Texas Common Course Number Courses


A resolution to standardize and streamline the course transfer procedures was presented by Christine Buchanan to the APC on October 22, in her role as a member of SMU’s Strategic Enrollment Management Group.  The current limit of 15 post-matriculation transfer hours constrains students who a) desire to study abroad at non-SMU sites, and b) elect to take advantage of the university’s new leave of absence policy.  The resolution recommends allowing students to transfer up to 30 hours after they matriculate at SMU, and was approved by the Faculty Senate on November 5, 2008. 

Faculty Disposition Form

For matters of Academic Dishonesty, the faculty disposition form is an alternative to referral to the Honor Council, where a faculty member can fill out a document on a particular incident related to academic honesty.   Given the general lack of awareness about this procedure among the general faculty, all Chairs were informed about the faculty disposition form at the Chairs’ Retreat in Fall 2008. 

Responding to a question brought up at a Faculty Senate meeting in Fall 2008, I asked DeWayne Blundell (Assistant to the Dean of Student Life) to clarify what happens following a second filing.  When a Faculty Disposition Form is received by the Honor Council, it is kept in the student’s file but no action is taken.  Upon receipt of a second Faculty Disposition Form on that same student, this matter is automatically referred to the Honor Council.  An investigator then meets with all parties involved to collect information. Following this, a hearing occurs involving both student and faculty member(s).  A decision is made at that time regarding the student, and all parties are informed about the outcome.

Respectfully submitted,

Alan S. Brown, Chair
Academic Policies Committee

Faculty Senate Benefits Subcommittee University Benefits Committee, April 15, 2009 Report

STANDING CHARGES:

Review, and forward faculty suggestions regarding benefits: Ongoing monitoring in place.
Review changes in benefits proposed by administrative offices or others and make recommendations concerning the proposed changes:
Ongoing monitoring in place.
Review existing benefits plans and make suggestions for improvements:
Ongoing monitoring in place.
Present faculty recommendations concerning benefits to the administration prior to the time of budgetary planning:
Ongoing monitoring in place.
Engage in an over-all evaluation of the benefits package:
Ongoing monitoring in place.

ADDITIONAL CHARGES FOR AY 08-09:

Monitor progress on the university’s child care facilities and report the findings to the Senate: Ongoing status in the discussion/committee phase under the guidance of the associate provost.
Pursue the addition of Roth 403(B) to retirement account options:  Mission accomplished---- the Roth 403(B) account option starts this summer with TIAA-CREF and will be expanded to Fidelity and Vanguard in the year ahead.
Monitor developments of benefits changes and methods for communicating benefits information:  A quarterly meeting of the UBC Chair with the Director of Human Resources and the Associate Vice President for Human Resources and Business Services is now in operation.
Collaborate with the university committee on retirement oversight to ensure adequate retirement benefits:
The chair of the UBC has been added to the SMU Retirement Plans Advisory Council to provide coordination between the two committees.
Monitor and assess implementation of Emeriti program: Ongoing monitoring in place. Helen Regan, HR Manager for Benefits, has worked closely with the UBC retiree representatives to address service issues with the Aetna Life Insurance Company.
Investigate the possibility of having an ombudsman to assist faculty in making retirement decisions: For initial progress, a Financial Care Day was sponsored by SMU HR on April 6. The SMU Faculty Senate Executive Committee has discussed the idea of SMU retaining a fee-based financial planner for employees. Conceptually, the financial planner would develop fluency in the SMU benefits program and could be hired by an employee for an advisory session.

ADDITIONAL ITEMS OF NOTE:

Successful implantation of the Naturally Slim Healthy Lifestyles program (see attached). Bill Detwiler will provide a review of this program at the April 15 Faculty Senate Meeting.

Special open enrollment for long-term care insurance between April 6-24, 2009. During this period, employees may enroll without any evidence of insurability as to medical questions and acceptance is guaranteed.

To further enhance representation of the staff, the past president of the SMU Staff Association, Bill Dworaczyk, has been added to the UBC.

The updated organization chart of the SMU Department of Human Resources is attached.

The SMU HMO plan provided by Aetna is under review for future viability. The principal challenge is that our participant pool is now down to 107 employees, and the premium rates continue to rapidly escalate based on the claim history of that participant pool.

Sincerely,

Don Vandewalle
UBC Chair


Student Policy Committee of the Faculty Senate, Annual Report 2008-09

The SP Committee met five times this academic year to discuss and implement some of the charges set forth by the Faculty Senate.  In particular, we worked on points 1 and 4 of the additional charges for AY 2008-09:

1.       Identify Senate actions that might be taken to support the work of the First Year Experience Task Force, the Honors Task Force, and the International Task Force.

4.    Meet with the Director of International Students to discuss the experience of international students on the SMU campus.

Some background information on the three Task Force Reports mentioned in point 1 above:

Task Force on Honors Programming; Report submitted to Provost: April 25, 2007

·         187 pages, 5 major goals, 27 specific recommendations

·         Report is not available from Provost website but can be found here:

http://blog.smu.edu/forum/2007/10/task_force_links.html

·         Members of Task Force:

Harold W. Stanley, Chair

Janis Bergman-Carton

Mark Chancey

Praseetha Cherian

Dennis Cordell, ex officio

David Doyle, ex officio

Maggie Dunham

Tom Fomby

Jim Hopkins

Bonnie Jacobs

Sterling Morriss

Ellen S. Pryor, ex officio

Miguel Quiñones

Nina Schwartz

Willard Spiegelman

Patty Wisian-Neilson

Rick Worland

Task Force on International Education; Report submitted to Provost: April 25, 2007

·         118 pages, 5 major goals, 22 specific recommendations

·         Report is not available from Provost website but can be found here:

http://blog.smu.edu/forum/2007/10/task_force_links.html

·         TBA Members of Task Force:

John Mears, Chair (Dedman College, History Department)

Ruben Habito, Vice-Chair. (Perkins School of Theology)

Johan Elverskog (Dedman College, Department of Religious Studies)

Nina Flournoy (Meadows School of the Arts, Department of Corporate

Communications and Public Affairs)

Robert A. Hunt (Perkins School of Theology, Global Theological Education)

Linda Kao (Cox School of Business, Director of MBA Global Education)

Ndiva Kofele-Kale (Dedman School of Law)

Jose Lage, (School of Engineering)

Olga Lopez-Valero Colbert (Dedman College, Department of Foreign Languages)

Daniel Orlovsky (Dedman College, Department of History)

Carolyn Sargent (Dedman College, Department of Anthropology

Greg Warden (Meadows School of the Arts, Division of Art History)

Stephen Wegren (Dedman College, Department of Political Science)

Janet Pollman Kafka (Honorary Consul of Spain)

John Hunninghake, Student Representative

Michael Clarke, ex officio (SMU International Office)

 

Task Force on First-Year Experience; Report submitted to Provost: n/a (most likely sometime in 2003)

·         10 pages, 7 major goals, 29 specific recommendations

·         Report was never available on Provost website (and is currently not even mentioned on Provost website) but electronic documents containing the report were made available to our committee per our request though the office of Associate Provost Tom Tunks

·         Members of Task Force:

n/a

Due to the lack of information on the First-Year Experience Task Force, we only worked on the first two reports (Honors and International Education).

Honors Task Force Report (HTFR)

We met with Harold Stanley (Political Science) and David Doyle (General Education) to learn more about the experience of the Honors Task Force. Some of the highlights from our discussion:

-          Obvious link between the HTFR and the Centennial Campaign

-          One of the common goals: Increase the number of Presidential Scholars

-          Sense that SMU lagged benchmark universities in attracting top students

-          Lack of central offices for SMU Honors Community

o   Basement of Clements Hall would be a suitable location

-          There is an Honors Website and Honors Convocation at SMU, but no Honors Week

-          HTFR recommends creation of Residential Community (inspired by Vanderbilt’s residential college system) in the context of providing a second year of on-campus housing for UG students

-          Residential Community could be an alternative to SMU’s Greek System (in comparison, Rice University has no Greek system but has residential colleges)

-          Unclear whether there will be an Honors Residential College (right now, SMU has Honors Dorm)

-          Consensus among task force members that residential college system benefits all students, not just Honors students

-          HTFR recommends more undergraduate research opportunities (particular interesting for Honors students) as well as capstone course for Honors students

-          To improve retention of Honors students, SMU must improve its out-of-classroom experience (as most Honors students who leave SMU early cite this as their primary reason)

-          Starting in the fall of 2009, there will be an Honors Advisor for all undeclared majors (mostly 1st year students)

-          So far, no additional funding for the honors program at SMU has been noticed as result of the HTFR

-          Implementation status of the 27 recommendations listed in the HTFR (based on survey of select task force members):

o   Implemented recommendations: n/a

o   Implementation in progress: n/a

o   Not yet implemented: n/a

International Education Task Force Report (IETFR)

We met with Dan Orlovsky (History) and Michael Clarke (International Office) to learn more about the experience of the International Education Task Force. Some of the highlights from our discussion:

-          Clear link between IETFR and Centennial plan

-          One of the common goals: Make SMU more international

-          IETRF attempts to address needs in two areas:

o   Improving the international education of domestic students

o   Making SMU more attractive for foreign students

-          Deficits/goals for domestic students:

o   Only 26% of undergraduate students at SMU have some foreign education experience due to:

§  Fear of the unknown/Not willing to leave comfort zone

§  Greek system (fear of losing friends or missing social events)

§  Cost of studying abroad (enrollment is down by 20% for summer 2009)

o   Foreign language education at SMU is not very strong compared to benchmark schools

o   Difficulties in expanding SMU Study Abroad Program:

§  SMU’s study abroad program is faculty-led (as opposed to using local teachers)

§  Few faculty are willing to offer study abroad courses in summer

o   Possible model: University of Minnesota and Michigan State

§  Designed advising sheets that fit in study abroad plans during early stages of curriculum planning

-           Deficit/goals for foreign students

o   In 2008, there were 375 international undergraduate students (4.6% of total) and 525 international graduate students

o   In addition, there were 50-60 international undergraduate students with dual citizenship (not included in 375)

o   SMU’s foreign undergraduate students come from a large number of countries

o   Most popular countries of origin:

§  India, China, Saudi Arabia, Mexico, Central America

o   International undergraduate students are only eligible for merit aid (at most $10,000)

§  As a result, there is no socio-economic diversity among this group

-          Since spring of 2007, SMU has an Education Abroad Council (with members from all 5 undergraduate schools; current chair:  Dan Orlovsky)

-          Implementation status of the 22 recommendations listed in the IETFR (based on survey of select task force members):

o   Implemented recommendations: 2

o   Implementation in progress: 14

o   Not implemented: 6

Report submitted to SMU Faculty Senate: April 2009

Thomas Osang, Economics (Dedman), Chair

Doug Reinelt, Mathematics (Dedman); Luigi Manzetti, Political Science (Dedman); Alice Kendrick, Advertising (Meadows); Ed Fox, Marketing (Cox); Rajani Sudan, English (Dedman)


Report of Athletics Policies Committee, Spring, 2009

            In terms of competitive success, SMU athletics continues in a familiar pattern.  Success in the highest-profile sports, football and men’s basketball, remains elusive, but we are regionally and nationally competitive in a range of Olympic and “country-club” sports.  The recent regular-season Conference USA championship won by the women’s basketball team is a highlight of this year’s athletic season.

            The overall academic performance of our student athletes continues to be impressive.  According to data recently released by the NCAA, SMU’s graduation success rate in the three most academically “at-risk” sports (football and men’s and women’s basketball) compares very favorably with both national and Conference USA averages, for both white and minority athletes.  Our APR (academic progress rate—based on retention and eligibility figures) is high in every sport except men’s golf, where the coach has committed to improvement and has put in place a plan to address academic performance issues.  The relatively strong academic profile of our athletic teams is a tribute both to the student athletes themselves and to the excellent work done by the academic counselors and administrators in the Altshuler Learning Enhancement Center.

            This semester saw the introduction of a new athletic admissions policy, drafted by a committee chaired by Dan Orlovsky, which took effect on February 15th.  Under this new policy, all prospective student athletes with SAT scores under 900 or high school GPAs under 2.5 will be subject to review by the faculty admissions committee (as opposed to the previous policy, under which there was a sliding scale).  The policy also simplifies the academic classification system by reducing three categories to two, and responds to changes in NCAA regulations by allowing coaches greater flexibility in making provisional scholarship offers.  The new policy simultaneously strengthens academic review standards and eases recruiting burdens on coaches, and was thus endorsed both by faculty members on the committee and by representatives of the Athletic Department.

            One area of particular focus and concern this semester has been the issue of scholarship non-renewals.  The decision by the football coaching staff not to renew the scholarships of nine team members generated a measure of campus controversy and some coverage in The Dallas Morning News.  Some of these players appealed the decisions, with mixed results.  These cases raised important issues regarding the effective communication of SMU procedures to the various coaching staffs, and highlighted some aspects of the appeals procedure that may warrant revision.  The rules communication issues have been addressed with the Athletic Director, and revisions to the appeals procedures will be considered at the next meeting of the Athletic Council.

            SMU’s NCAA recertification taskforce, chaired by Marc Peterson, will finish its report this month.  This will be followed by a campus visit this fall from a three-person NCAA team.  As part of this process, members of the Athletic Council have produced a revised Manual of Governance for SMU Athletics, which will be discussed and (presumably) approved by the full Council at its meeting later this month and then passed on to the President and Trustees for their approval.  While the recertification effort has involved an enormous amount of data gathering and has highlighted some areas in which we can improve our practices, the taskforce does not at this point anticipate any barriers to recertification.

For many faculty, the most significant concern relating to SMU athletics involves the athletic budget.  We will not have final budgetary figures until the end of the 2008-2009 fiscal year, but according to the best estimates right now, the Athletic Department will run an operating deficit of approximately $5.9 million this year.  While this is less than the $7.3 and $7.2 million deficits of the last two years, it is significantly greater than the $5.1 million that had initially been budgeted.  The variance seems to result not from reduced revenues (revenues actually slightly exceeded estimates), but from expenses which exceeded the original budget by over $1 million.  A five-year plan put in place last year calls for eventual reduction of the annual operating deficit to $4 million; it remains to be seen, of course, whether this target will be met.  The Athletic Council will receive a report on the budget from the Athletic Department at its meeting later this month.

Respectfully submitted,

Matthew Wilson
Interim Chair, Faculty Senate Athletics Policies Committee
Interim Chair, University Athletic Council

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